Siu Mui Ng
吳少梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Mui Ng (吳少梅), a licensed Responsible Officer with CE reference ACR889. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 27.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 4 — Advising on securities | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
RO | Type 9 — Asset management | 2026-05-15 | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-17 | 2026-05-15 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2026-03-17 | 2026-05-15 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 4 — Advising on securities | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-09-01 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 — Asset management | 2025-09-01 | 2026-01-01 |
| Chief Great China Assets Management Limited 致富大中華資產管理有限公司 |
RO | Type 9 — Asset management | 2023-06-19 | 2026-01-01 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 4 — Advising on securities | 2007-12-18 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-12-18 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 9 — Asset management | 2005-02-16 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-02 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-08-02 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-08-02 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-08-02 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-07 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-07 |