Sabrina Sau Wai Lam
林修慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sabrina Sau Wai Lam (林修慧), a licensed former licensee with CE reference ACS240. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-14 | 2025-10-31 |
| Winland Wealth Management Limited 永聯財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-14 | 2025-10-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-05-11 | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-05-11 | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-05-11 | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-05-11 | 2021-09-17 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-05-11 | 2021-09-17 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-05-11 | 2021-09-17 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2012-04-30 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-30 | 2012-04-30 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-22 | 2008-10-18 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-15 | 2008-10-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-09-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |