Tak Ki Lou
婁德基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ki Lou (婁德基), a licensed former licensee with CE reference ACU045. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-04 | 2012-12-20 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-04 | 2012-12-20 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-04 | 2012-12-20 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-07-04 | 2012-12-20 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-02-27 | 2008-10-09 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-18 | 2008-10-09 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-12-18 | 2008-10-09 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-12-18 | 2008-10-09 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-20 | 2006-11-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-20 | 2006-11-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-06-20 | 2006-11-22 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-03 | 2006-04-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-07 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2006-04-07 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-07 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-26 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-26 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-26 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-26 |