Ka Wah Kam
甘家驊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wah Kam (甘家驊), a licensed Responsible Officer with CE reference ACW770. Currently licensed at 1 firm(s): Vered Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-02-26 | present |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
RO | Type 9 — Asset management | 2021-02-26 | present |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-19 | 2021-02-26 |
| Vered Asset Management Limited 薔薇資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-19 | 2021-02-26 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2021-02-12 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-12-03 | 2021-02-12 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-12-03 | 2021-02-12 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-01 | 2009-05-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-01 | 2009-05-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
RO | Type 4 — Advising on securities | 2007-12-27 | 2008-12-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
RO | Type 9 — Asset management | 2007-12-27 | 2008-12-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-01 | 2007-12-27 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
Rep | Type 9 — Asset management | 2006-08-01 | 2007-12-27 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2006-08-01 |
| Atlantis Investment Management Limited 西京投資管理有限公司 |
RO | Type 9 — Asset management | present | 2006-08-01 |