Kevin Kin Wah Lam
林健華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kin Wah Lam (林健華), a licensed former licensee with CE reference ACW802. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Luen Fat Futures (H.K.) Limited 聯發期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-02-09 | 2013-05-15 |
| Luen Fat Securities Company Limited 聯發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-11 | 2025-10-31 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-28 | 2008-04-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-04-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-21 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |