Tracy Woo
鄔禮詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tracy Woo (鄔禮詩), a licensed Responsible Officer with CE reference ACZ396. Currently licensed at 1 firm(s): DL Family Office (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
RO | Type 9 — Asset management | 2019-01-03 | present |
| DL Family Office (HK) Limited 德林家族辦公室（香港）有限公司 |
RO | Type 4 — Advising on securities | 2016-08-30 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-16 | 2018-09-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-01-27 | 2018-09-20 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-22 | 2015-01-27 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
RO | Type 4 — Advising on securities | 2009-01-07 | 2014-12-04 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-26 | 2009-01-07 |
| CCB International Securities Limited 建銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2005-10-10 | 2008-07-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-26 | 2005-10-25 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-15 | 2005-08-19 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-15 | 2005-08-19 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
RO | Type 4 — Advising on securities | 2003-06-10 | 2004-03-04 |
| China Everbright Research Limited 中國光大資料研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |