Kwong Lee Ma
馬光利
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Lee Ma (馬光利), a licensed Responsible Officer with CE reference ACZ438. Currently licensed at 1 firm(s): Westock Securities International (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-06-11 | present |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2010-06-11 |
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-09-02 | 2009-12-07 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-08-31 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-08-04 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-08-04 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 9 — Asset management | present | 2003-08-04 |