Kai Ming Pang
彭啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Pang (彭啟明), a licensed Responsible Officer with CE reference ADA181. Currently licensed at 1 firm(s): One China Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| One China Securities Limited 一中證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-01 | present |
| One China Securities Limited 一中證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-08-27 | 2024-10-28 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-29 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-11-19 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-11-19 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 9 — Asset management | present | 2003-11-19 |