Pauline Kai Yin Dan
但啟賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Kai Yin Dan (但啟賢), a licensed Responsible Officer with CE reference ADC335. Currently licensed at 1 firm(s): WK Fund Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-03-22 | present |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 — Asset management | 2019-03-22 | present |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-07 | 2017-03-01 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-01 | 2012-11-07 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-01 | 2012-11-07 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 4 — Advising on securities | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
RO | Type 9 — Asset management | 2008-06-24 | 2012-07-31 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-28 | 2008-06-24 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-28 | 2008-06-24 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-10-25 | 2008-03-18 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-10-25 | 2008-03-18 |
| Mackenzie Investments Asia Limited | RO | Type 5 — Advising on futures contracts | 2003-12-02 | 2004-10-21 |
| Mackenzie Investments Asia Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-12-02 |
| Mackenzie Investments Asia Limited | RO | Type 4 — Advising on securities | present | 2004-10-21 |
| Mackenzie Investments Asia Limited | RO | Type 9 — Asset management | present | 2004-10-21 |