Susan Woon Yu Lao
劉媛瑜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Susan Woon Yu Lao (劉媛瑜), a licensed Responsible Officer with CE reference ADF381. Currently licensed at 1 firm(s): Marvel Victory Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marvel Victory Asset Management Limited 成奇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-07 | present |
| Marvel Victory Asset Management Limited 成奇資產管理有限公司 |
RO | Type 9 — Asset management | 2023-03-15 | present |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-15 | 2023-02-28 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
RO | Type 9 — Asset management | 2022-07-15 | 2023-02-28 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-20 | 2022-07-15 |
| Yunrui Asset Management Limited 雲瑞資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-20 | 2022-07-15 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-07 | 2021-10-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 — Advising on securities | 2019-05-07 | 2021-10-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2019-05-07 | 2021-10-31 |
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
RO | Type 9 — Asset management | 2018-01-09 | 2019-03-29 |
| Global Value Chain Investment Corporation Limited 全球價值鏈投資有限公司 |
Rep | Type 9 — Asset management | 2017-01-03 | 2018-01-09 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-08 | 2016-10-29 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2016-10-29 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | present | 2016-10-29 |