Anthony John Steains
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony John Steains, a licensed Responsible Officer with CE reference ADG113. Currently licensed at 1 firm(s): Comprador Limited. Active regulated activities: Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comprador Limited | RO | Type 9 — Asset management | 2018-06-22 | present |
| Comprador Limited | RO | Type 4 — Advising on securities | 2015-12-08 | present |
| Comprador Limited | RO | Type 6 — Advising on corporate finance | 2015-04-08 | present |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-20 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-06-03 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-27 | 2010-06-03 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 4 — Advising on securities | 2007-10-29 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-10-29 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-16 | 2007-10-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-16 | 2007-10-29 |