Comprador Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Comprador Limited, a Hong Kong-based licensed corporation with CE reference BEP126. Currently licensed for regulated activity type(s) 4 — Advising on securities; 6 — Advising on corporate finance; 9 — Asset management. Current licensed staff on file: 7 (total recorded over time: 24). Earliest licence on file: 2015-04-08.
More firms doing Advising on securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Registered address
26/F, 33 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2015-12-08 | present |
| Type 6 — Advising on corporate finance | 2015-04-08 | present |
| Type 9 — Asset management | 2018-06-22 | present |
Licensed staff (all-time) (24)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Tongming Cheng 鄭同明 | RO 4, 6, 9 | 2015-04 | Present |
| Wing Lui Mabel Chu 朱詠蕾 | RO 9 | 2018-12 | 2019-06 |
| Min Soo Chung 鄭珉秀 | RO 4, 6 | 2015-04 | 2018-01 |
| Anthony John Steains | RO 4, 6, 9 | 2015-04 | Present |
| Nan (SFC:AUC948) Zhou |