Nan (SFC:AUC948) Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:AUC948) Zhou ( ), a licensed former licensee with CE reference AUC948. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Comprador Limited | RO | Type 4 — Advising on securities | 2017-01-20 | 2017-11-30 |
| Comprador Limited | RO | Type 6 — Advising on corporate finance | 2017-01-20 | 2017-11-30 |
| Comprador Limited | Rep | Type 4 — Advising on securities | 2016-02-17 | 2017-01-20 |
| Comprador Limited | Rep | Type 6 — Advising on corporate finance | 2015-04-17 | 2017-01-20 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-11-08 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2015-04-08 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-06 | 2015-04-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-10 | 2010-05-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-10 | 2010-05-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-10 | 2010-05-30 |