Lan Ling Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lan Ling Wang ( ), a licensed former licensee with CE reference ADG966. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-01 | 2009-02-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-18 | 2009-02-11 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-09-18 | 2009-02-11 |
| Marc Faber Limited |
Rep | Type 9 — Asset management | 2006-01-10 | 2006-08-11 |
| Marc Faber Limited |
Rep | Type 4 — Advising on securities | 2005-12-31 | 2006-08-11 |
| Marc Faber Limited |
RO | Type 4 — Advising on securities | 2005-06-30 | 2005-12-31 |
| Marc Faber Limited |
RO | Type 9 — Asset management | 2005-06-30 | 2006-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-30 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-30 |