Siu Hung (SFC:ADH590) Lee
李兆鴻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung (SFC:ADH590) Lee (李兆鴻), a licensed former licensee with CE reference ADH590. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-11 | 2023-02-02 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-11 | 2019-06-27 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-05 | 2011-12-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-14 | 2011-12-10 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-05 | 2009-12-14 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-11 | 2009-09-15 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-27 | 2009-08-07 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-27 | 2009-08-07 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-24 | 2006-06-12 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-24 | 2006-06-12 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-09-22 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |
| REXCAPITAL Online Limited 御泰網上金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-10 |