Herman Yat Wo Fong
方逸禾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herman Yat Wo Fong (方逸禾), a licensed former licensee with CE reference ADH944. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-16 | 2018-10-02 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
RO | Type 9 — Asset management | 2011-08-10 | 2018-10-02 |
| Pacific Alliance Investment Management (HK) Limited 太平洋投資策略有限公司 |
Rep | Type 9 — Asset management | 2009-05-14 | 2011-08-10 |
| D.B. Zwirn Asia Partners Limited |
RO | Type 2 — Dealing in futures contracts | 2007-10-05 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited |
RO | Type 1 — Dealing in securities | 2005-09-27 | 2008-12-31 |
| D.B. Zwirn Asia Partners Limited |
RO | Type 4 — Advising on securities | 2005-09-27 | 2008-12-31 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-13 | 2005-01-05 |