Sandy San Ming Wan
萬三敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sandy San Ming Wan (萬三敏), a licensed former licensee with CE reference ADI757. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Hung Kai Capital Partners Limited |
Rep | Type 1 — Dealing in securities | 2024-09-10 | 2025-04-23 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 4 — Advising on securities | 2024-09-10 | 2025-04-23 |
| Sun Hung Kai Capital Partners Limited |
Rep | Type 9 — Asset management | 2024-09-10 | 2025-04-23 |
| Micro Connect (H.K.) Investment Management Limited | Rep | Type 9 — Asset management | 2023-10-30 | 2024-05-21 |
| Micro Connect (H.K.) Investment Management Limited | Rep | Type 4 — Advising on securities | 2023-09-11 | 2024-05-21 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-24 | 2023-05-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-02-24 | 2023-05-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-13 | 2023-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-09 | 2019-10-29 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-04-04 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-17 | 2013-10-31 |