Tanny Suk Bing Chau
周淑冰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tanny Suk Bing Chau (周淑冰), a licensed former licensee with CE reference ADJ393. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-05-23 | 2023-05-07 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-05-23 | 2023-05-07 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-31 | 2014-05-23 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-31 | 2014-05-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2006-10-13 | 2014-03-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-10-13 | 2014-03-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-10-13 | 2014-03-17 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-08-22 | 2006-10-13 |
| Aurora Asia Limited 平明亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-05-21 | 2006-05-21 |