Yim Kei Sally Lam
林冉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yim Kei Sally Lam (林冉琪), a licensed former licensee with CE reference ADK687. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-26 | 2013-01-01 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-26 | 2013-01-01 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-11 | 2007-01-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-28 | 2007-01-11 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-28 | 2007-01-11 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-05-07 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-07 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-07 |