Winnie (SFC:ADK738) Mak
麥蔚誼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie (SFC:ADK738) Mak (麥蔚誼), a licensed former licensee with CE reference ADK738. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chinese Strategic Asset Management Limited 華人富通資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-28 | 2017-01-31 |
| Japaninvest (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2012-10-10 | 2013-03-14 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-07 | 2012-07-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-04 | 2005-07-22 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-16 | 2004-08-02 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-03-16 | 2004-08-02 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-01-28 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-15 |