Lui (SFC:ADN449) Wong
王磊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lui (SFC:ADN449) Wong (王磊), a licensed former licensee with CE reference ADN449. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-13 | 2017-11-25 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-15 | 2015-07-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-28 | 2008-03-01 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-26 | 2005-03-03 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-01 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-01 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-01 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-01 |