Wai Chung
鍾尉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung (鍾尉), a licensed Responsible Officer with CE reference ADO297. Currently licensed at 1 firm(s): Donvex Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Donvex Capital Limited 富域資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-01-17 | present |
| Donvex Capital Limited 富域資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-24 | 2013-01-17 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-01 | 2012-11-30 |
| Octal Capital Limited 八方金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-11-01 | 2012-11-30 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-18 | 2012-11-01 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-18 | 2012-11-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-06 | 2012-05-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-07-14 | 2012-05-01 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-01 | 2010-12-06 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-06-01 | 2010-07-14 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-03-26 | 2010-05-01 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-13 | 2007-03-01 |
| First Worldsec Securities Limited 第一金和昇證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-20 | 2005-05-13 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-01-17 |