Tak Wing (SFC:ADT311) Tam
譚德穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing (SFC:ADT311) Tam (譚德穎), a licensed former licensee with CE reference ADT311. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-02 | 2009-06-10 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-12-22 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-29 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-29 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-29 |