Kin Wa Ngan
顏建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Ngan (顏建華), a licensed Responsible Officer with CE reference ADT377. Currently licensed at 1 firm(s): AIA Investment Management HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 4 — Advising on securities | 2025-10-31 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
RO | Type 9 — Asset management | 2025-10-31 | present |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2025-10-28 | 2025-10-31 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 |
Rep | Type 9 — Asset management | 2025-10-28 | 2025-10-31 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-29 | 2025-07-31 |
| Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-05-23 | 2025-07-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-04-06 | 2007-05-15 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-04-06 | 2007-05-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-01 |