Yuk Ling Kan
簡玉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ling Kan (簡玉玲), a licensed former licensee with CE reference ADT715. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-11 | 2019-10-01 |
| CVP Capital Limited |
Rep | Type 6 — Advising on corporate finance | 2016-04-13 | 2017-06-23 |
| CVP Capital Limited |
RO | Type 1 — Dealing in securities | 2016-04-13 | 2017-06-23 |
| CVP Capital Limited |
RO | Type 4 — Advising on securities | 2016-04-13 | 2017-06-23 |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-01-28 | 2016-04-11 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2010-01-28 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-23 | 2009-07-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-27 | 2009-07-01 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-27 | 2009-07-01 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-06 | 2006-04-07 |
| Tensant Securities Limited 天晟證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-06 | 2005-03-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-30 | 2004-09-17 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-29 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-29 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-29 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-29 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-29 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-29 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-29 |