Ernie Chung Ying Tam
譚仲英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ernie Chung Ying Tam (譚仲英), a licensed former licensee with CE reference ADV123. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-08-25 | 2020-10-02 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-12-16 | 2011-06-16 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2010-12-16 | 2020-10-02 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-13 | 2010-12-16 |
| Pacific Eagle Asset Management Limited 翔鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-05-13 | 2010-12-16 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-09-27 | 2008-03-10 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2005-09-27 | 2008-03-10 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-27 |
| Biz Corp Limited |
Rep | Type 4 — Advising on securities | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-10-27 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Biz Corp Limited |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-16 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-27 |
| Biz Corp Limited |
Rep | Type 9 — Asset management | present | 2003-08-16 |