Michael William Moore
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael William Moore ( ), a licensed former licensee with CE reference ADV422. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
RO | Type 4 — Advising on securities | 2005-08-26 | 2006-09-30 |
| Old Peak Limited |
RO | Type 5 — Advising on futures contracts | 2005-08-26 | 2006-09-30 |
| Old Peak Limited |
RO | Type 9 — Asset management | 2005-08-26 | 2006-09-30 |