Old Peak Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Old Peak Limited ( ), a Hong Kong-based licensed corporation with CE reference AFR258. Current licensed staff on file: 0 (total recorded over time: 18). Earliest licence on file: 2005-08-26.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-08-26 | 2023-06-20 |
| Type 5 — Advising on futures contracts | 2005-08-26 | 2023-06-20 |
| Type 9 — Asset management | 2005-08-26 | 2023-06-20 |
Licensed staff (all-time) (18)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Oliver Robert Morgan Bolitho | RO 4, 5, 9 Rep 4, 5, 9 | 2016-01 | 2021-01 |
| Jonathon Jarrod Lawless | RO 4, 5, 9 Rep 4, 5, 9 | 2006-11 | 2018-01 |
| Vui Ling Leong 梁偉靈 | RO 4, 5, 9 Rep 4, 5, 9 | 2006-03 | 2021-01 |
| Terence Luk 陸凱賢 | RO 4, 5, 9 Rep 4, 5, 9 | 2006-02 | 2021-01 |
| Michael William Moore | RO 4, 5, 9 | 2005-08 | 2006-09 |
| Eric Tsun Szeto 司徒俊 | RO 4, 5, 9 Rep 4, 5, 9 | 2007-07 | 2023-06 |
| Alan Keith Wightman | RO 4, 5, 9 | 2005-08 | 2007-03 |
| John Zwaanstra | RO 4, 5, 9 Rep 4, 5, 9 | 2008-01 | 2022-12 |
| Todd David Zwaanstra | RO 4, 5, 9 Rep 4, 5, 9 | 2006-04 | 2012-07 |
| Terman Teng Man Chan 陳鼎文 | Rep 4, 5, 9 | 2007-06 | 2021-04 |
| Massimo Guglielmucci | Rep 4, 5, 9 | 2007-04 | 2011-12 |
| Vanessa Yuk Yee Lam 林玉儀 | Rep 4, 5, 9 | 2006-11 | 2009-05 |
| Jonathan Chung Kiu Mok 莫仲翹 | Rep 4, 5, 9 | 2015-04 | 2020-12 |
| Marco Thomas Roccia | Rep 4, 5, 9 | 2006-09 | 2007-03 |
| Yang Hyun Tak 卓洋炫 | Rep 4, 5, 9 | 2018-01 | 2021-01 |
| Alice Pik San Tse 謝碧珊 | Rep 9 | 2021-04 | 2022-12 |
| Ming Sun Wan 尹明山 | Rep 4, 5, 9 | 2005-09 | 2022-12 |
| You Yao 姚優 | Rep 4, 5, 9 | 2008-06 | 2009-11 |
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