Terence Luk
陸凱賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Luk (陸凱賢), a licensed former licensee with CE reference AGI503. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
RO | Type 4 — Advising on securities | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
RO | Type 5 — Advising on futures contracts | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
RO | Type 9 — Asset management | 2006-09-15 | 2021-01-01 |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2006-02-21 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2006-02-21 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2006-02-21 | 2006-09-15 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2005-10-25 | 2006-01-28 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-01-28 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |