You Yao
姚優
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Yao (姚優), a licensed former licensee with CE reference ARF793. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-12 | 2011-11-29 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-07-12 | 2011-11-29 |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2008-06-20 | 2009-11-01 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2008-06-20 | 2009-11-01 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2008-06-20 | 2009-11-01 |