Vanessa Yuk Yee Lam
林玉儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Yuk Yee Lam (林玉儀), a licensed former licensee with CE reference AID483. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2006-11-03 | 2009-05-29 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2006-11-03 | 2009-05-29 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2006-11-03 | 2009-05-29 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2006-08-26 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |