Todd David Zwaanstra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Todd David Zwaanstra ( ), a licensed former licensee with CE reference ANH002. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
RO | Type 4 — Advising on securities | 2006-09-15 | 2012-07-16 |
| Old Peak Limited |
RO | Type 5 — Advising on futures contracts | 2006-09-15 | 2012-07-16 |
| Old Peak Limited |
RO | Type 9 — Asset management | 2006-09-15 | 2012-07-16 |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2006-04-12 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2006-04-12 | 2006-09-15 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2006-04-12 | 2006-09-15 |