Marco Thomas Roccia
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marco Thomas Roccia ( ), a licensed former licensee with CE reference AEJ362. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2006-09-29 | 2007-03-12 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2006-09-29 | 2007-03-12 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2006-09-29 | 2007-03-12 |