Jonathan Chung Kiu Mok
莫仲翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Chung Kiu Mok (莫仲翹), a licensed Responsible Officer with CE reference AHA655. Currently licensed at 1 firm(s): TJ Investment Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2023-07-24 | present |
| TJ Investment Management (HK) Limited 天境資產管理香港有限公司 |
RO | Type 9 — Asset management | 2023-07-24 | present |
| Old Peak Limited |
Rep | Type 4 — Advising on securities | 2015-04-27 | 2020-12-16 |
| Old Peak Limited |
Rep | Type 5 — Advising on futures contracts | 2015-04-27 | 2020-12-16 |
| Old Peak Limited |
Rep | Type 9 — Asset management | 2015-04-27 | 2020-12-16 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-02-09 | 2014-07-18 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-29 | 2005-08-11 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-29 | 2005-08-11 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-08-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2003-10-14 |