Andy Chi Kong Kwong
鄺志剛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andy Chi Kong Kwong (鄺志剛), a licensed former licensee with CE reference ADV456. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 7 — Providing automated trading services | 2022-08-19 | 2023-12-01 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 9 — Asset management | 2020-05-18 | 2023-12-01 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 4 — Advising on securities | 2019-09-11 | 2023-12-01 |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-11-21 | 2023-12-01 |
| Hafoo Futures Limited 哈富期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-11-21 | 2023-12-01 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-31 | 2014-05-16 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2013-05-31 | 2014-05-16 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-18 | 2023-12-01 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-09 | 2011-03-18 |
| Hafoo Securities Limited 哈富證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-08-09 | 2011-03-09 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-07 | 2013-05-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-01 | 2010-08-09 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2009-12-11 | 2013-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-03 | 2008-01-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-03 | 2008-01-01 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-02-03 | 2008-01-01 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2008-01-01 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-03 | 2008-01-01 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-09-03 | 2008-01-01 |