Kon Kai Chan
陳幹佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Kai Chan (陳幹佳), a licensed Responsible Officer with CE reference ADW708. Currently licensed at 1 firm(s): Aeterna Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-25 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-24 | present |
| Aeterna Asset Management Limited 和光恒富資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-06 | 2018-09-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2017-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-02-11 |