Kin Wa Pun
潘建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wa Pun (潘建華), a licensed former licensee with CE reference ADX223. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pine Street Partners Limited |
RO | Type 4 — Advising on securities | 2004-11-19 | 2006-03-31 |
| Pine Street Partners Limited |
RO | Type 9 — Asset management | 2004-11-19 | 2006-03-31 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2003-07-07 | 2004-06-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-26 |