Wai Chong Li
李偉壯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chong Li (李偉壯), a licensed Responsible Officer with CE reference ADZ119. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2019-05-14 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-24 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-02 | 2019-05-14 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2012-02-24 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2019-05-14 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-22 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-26 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-26 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-09-08 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-26 |