Lo Ming Kwok
葛路明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lo Ming Kwok (葛路明), a licensed Representative with CE reference ADZ740. Currently licensed at 1 firm(s): Victory Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-01-14 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-17 |