Jojo Sze Chung Choy
蔡思聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jojo Sze Chung Choy (蔡思聰), a licensed Responsible Officer with CE reference AEA472. Currently licensed at 1 firm(s): National Resources Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 9 — Asset management | 2009-01-22 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
RO | Type 4 — Advising on securities | 2006-03-30 | present |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 — Asset management | 2006-03-30 | 2009-01-22 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-01 | 2006-03-30 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-08 | 2005-09-30 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-08 | 2005-09-30 |
| Quam Futures Limited 華富嘉洛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-10-27 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
RO | Type 1 — Dealing in securities | 2003-04-17 | 2004-10-07 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-04-16 | 2003-04-17 |