National Resources Securities Limited

中潤證券有限公司

CE No. ABP774 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for National Resources Securities Limited (中潤證券有限公司), a Hong Kong-based licensed corporation with CE reference ABP774. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 13 (total recorded over time: 27).

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Rooms 102-103, 1/F, On Hong Commercial Building, 145 Hennessy Road, Wanchai

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	present
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2004-10-06

Licensed staff (all-time) (27)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Po Sum Chen 陳葆心	RO 1, 4, 6, 9	Pre-2003	Present
Jojo Sze Chung Choy 蔡思聰	RO 1, 4, 9 Rep 1, 9	2005-12	Present
Xiyuan Li 李西媛	RO 1 Rep 1	2017-10	Present
Chi Gai Tsui 徐祉玠	RO 1, 4, 9 Rep 1	2010-08	2017-06
Raymond Yun Man Tsui 徐潤民	RO 1, 4, 6, 9	Pre-2003	Present
Suet Kan Wong 黃雪勤	RO 1, 4, 9 Rep 1, 4, 6, 9	Pre-2003	Present
Cheuk Ying Chan 陳卓英	Rep 1, 4, 6, 9	Pre-2003	Present
Choi Lan Chan 陳彩蘭	Rep 1, 4, 6, 9	Pre-2003	Present
Maria Siu Mui Chan 陳小梅	Rep 1, 4, 6, 9	Pre-2003	2008-12
Kwan Ho Cheung 張鈞豪	Rep 1, 4, 6, 9	Pre-2003	Present
Kwok Ming Cheung 張國明	Rep 1, 4, 6, 9	Pre-2003	2015-01
Yat Sha Chiu 趙一沙	Rep 1	2006-11	2007-05
Suet Yung Kong 江雪融	Rep 1, 4, 9	2016-07	2022-09
Kwok Cheung Lam 林國祥	Rep 1	2006-04	2016-04
Kwok Hung Lau 劉國雄	Rep 1, 4, 6, 9	Pre-2003	Present
Yuk Lan Lee 李玉蘭	Rep 1, 4, 6, 9	Pre-2003	Present
Chit Ming Ma 馬哲銘	Rep 1, 4, 6, 9	Pre-2003	2005-01
Po Yuen Shum 岑寶源	Rep 1	2012-03	2014-09
Mei Mei So 蘇美媚	Rep 1, 4, 6, 9	Pre-2003	2024-02
Hiu Nam Wong 黃曉男	Rep 1, 4, 6, 9	Pre-2003	2003-04
Janet Yuk Kwan Wong 黃玉群	Rep 1, 4, 6, 9	Pre-2003	2005-03
Ka Man (SFC:AGC156) Wong 黃嘉汶	Rep 1, 4, 6, 9	Pre-2003	2019-12
Polly Pui Yee Wong 黃佩儀	Rep 1, 4, 6, 9	Pre-2003	2006-09
Wai Yau Wong 王懷柔	Rep 1, 4, 6, 9	Pre-2003	Present
Lau Sang Yeung 楊流生	Rep 1, 4, 6, 9	Pre-2003	2017-01
Hon Dee Zee 徐鳳娣	Rep 1, 4, 6, 9	Pre-2003	Present
Zhihong Zhi 植志虹	Rep 1, 4, 9	2011-11	Present