Lau Sang Yeung
楊流生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lau Sang Yeung (楊流生), a licensed former licensee with CE reference AFM121. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-16 | 2017-01-13 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-14 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-15 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-15 |