Yat Sha Chiu
趙一沙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Sha Chiu (趙一沙), a licensed Representative with CE reference AOA129. Currently licensed at 2 firm(s): China Merchants Securities (HK) Co., Limited, China Merchants Futures (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-01 | present |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-01 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-04-15 | 2021-03-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-14 | 2021-03-23 |
| National Resources Securities Limited 中潤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-03 | 2007-05-01 |