Ching Him Wong
黃正謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Him Wong (黃正謙), a licensed Responsible Officer with CE reference AEB025. Currently licensed at 1 firm(s): Ares Management Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 4 — Advising on securities | 2017-02-28 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-16 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 9 — Asset management | 2009-05-25 | present |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
RO | Type 4 — Advising on securities | 2009-05-25 | 2014-07-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-10 | 2008-11-18 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-28 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 4 — Advising on securities | present | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-09 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-09 |