Sau Kwan Kwok
郭秀君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kwan Kwok (郭秀君), a licensed Representative with CE reference AEB058. Currently licensed at 2 firm(s): Kingston Futures Limited, Kingston Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingston Futures Limited 金利豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-12-04 | present |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-17 | present |
| Tai Tak Securities (Asia) Limited 大德證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-19 | 2019-07-31 |
| Stellar Securities Limited 恆星證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-11 | 2018-09-26 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-02 | 2016-11-19 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-22 | 2016-11-19 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-22 | 2003-11-14 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |