Richard Evan Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Evan Jones, a licensed Responsible Officer with CE reference AEC527. Currently licensed at 1 firm(s): Holborn Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Holborn Limited |
RO | Type 4 — Advising on securities | 2024-09-12 | present |
| Holborn Limited |
RO | Type 9 — Asset management | 2024-09-12 | present |
| MA Asset Management (Hong Kong) Limited 美馳澳洲資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-09-21 | 2022-10-21 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-10 | 2021-02-16 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2019-06-10 | 2021-02-16 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-05-21 | 2019-06-10 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 — Asset management | 2019-05-21 | 2019-06-10 |
| Progeny (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2018-10-22 | 2019-04-16 |
| Progeny (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2018-10-22 | 2019-04-16 |
| Progeny (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-10-15 | 2018-10-22 |
| Progeny (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-10-15 | 2018-10-22 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 — Asset management | 2012-02-24 | 2018-10-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-24 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-09-04 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 — Asset management | 2007-09-04 | 2011-08-31 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-23 | 2007-09-04 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-05-23 | 2007-09-04 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2006-12-15 | 2007-04-27 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2006-12-15 | 2007-04-27 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-02-25 | 2006-11-10 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-22 | 2006-11-10 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-09 | 2005-01-24 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2003-10-31 | 2004-07-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-27 | 2004-07-02 |
| UKFP (Asia) HK Limited | Rep | Type 1 — Dealing in securities | present | 2003-10-23 |
| UKFP (Asia) HK Limited | Rep | Type 4 — Advising on securities | present | 2003-10-23 |
| UKFP (Asia) HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-22 |
| UKFP (Asia) HK Limited | Rep | Type 9 — Asset management | present | 2003-10-22 |