Shi-Farn Ling
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi-Farn Ling ( ), a licensed former licensee with CE reference AEC731. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-03-13 | 2007-05-31 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | 2004-09-22 | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-17 | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-02-16 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-17 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-17 |