Shi-Farn Ling

CE No. AEC731 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi-Farn Ling (), a licensed former licensee with CE reference AEC731. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Double Haven Capital (Hong Kong) Limited RO Type 9 — Asset management 2007-03-13 2007-05-31
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 9 — Asset management 2004-09-22 2007-02-16
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 4 — Advising on securities 2004-02-17 2007-02-16
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 1 — Dealing in securities present 2007-02-16
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 4 — Advising on securities present 2003-06-17
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 6 — Advising on corporate finance present 2003-06-17
Gainwell Securities Company Limited
敬威証券有限公司
Rep Type 9 — Asset management present 2003-06-17

Related