Gainwell Securities Company Limited
敬威証券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gainwell Securities Company Limited (敬威証券有限公司), a Hong Kong-based licensed corporation with CE reference AAF079. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2004-08-21.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2018-11-09 |
| Type 4 — Advising on securities | present | 2018-11-09 |
| Type 6 — Advising on corporate finance | present | 2003-06-20 |
| Type 9 — Asset management | 2004-08-21 | 2018-11-09 |
| Type 9 — Asset management | present | 2003-06-20 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Itsuo Aoki | RO 1, 4, 6, 9 | Pre-2003 | 2014-07 |
| Soichi Chirikiri | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2017-07 |
| Takashi Ide | RO 1 | 2004-11 | 2005-11 |
| Mamoru Kitahara | RO 1, 4, 6, 9 | Pre-2003 | 2018-11 |
| Masashi Kiyono 清野真志 | RO 1, 4 Rep 1, 4, 9 | 2013-02 | 2016-05 |
| Yoshiaki Takeda 竹田芳明 | RO 1, 4, 9 | 2013-07 | 2016-01 |
| Emiko Hiraoka | Rep 1 | 2005-02 | 2006-05 |
| Shi-Farn Ling | Rep 1, 4, 6, 9 | Pre-2003 | 2007-02 |
| Wa Kai Ng 吳華佳 | Rep 1 | 2006-06 | 2008-08 |
| Akio Takei | Rep 1, 4, 6, 9 | Pre-2003 | 2012-06 |
| Nga Shan Yu 俞雅珊 | Rep 1 | 2008-08 | 2011-08 |
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