Nga Shan Yu
俞雅珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nga Shan Yu (俞雅珊), a licensed former licensee with CE reference APJ556. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2017-08-09 | 2017-09-29 |
| Haitong Futures Hong Kong Limited 海通期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-06-22 | 2017-09-29 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-22 | 2016-08-26 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-22 | 2016-08-26 |
| Marex HK Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2014-06-04 | 2014-10-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-05 | 2014-03-07 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-11-05 | 2012-11-30 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2011-08-18 | 2012-09-29 |
| Gainwell Securities Company Limited 敬威証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2011-08-16 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-07 | 2008-02-01 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-08-07 | 2008-02-01 |