Candy Shuen Tung Lin
林宣彤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Candy Shuen Tung Lin (林宣彤), a licensed former licensee with CE reference AED040. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-30 | 2016-04-18 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-30 | 2016-04-18 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | present | 2013-08-23 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2013-08-23 |
| Funderstone Securities Limited | Rep | Type 4 — Advising on securities | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-01-31 |
| Funderstone Futures Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |
| Funderstone Securities Limited | Rep | Type 9 — Asset management | present | 2005-01-31 |